-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4JYe2oh55czjZ5vXLZeZSJkJtXEYkjT1MH/DVg6mHY8OiIJk9wNX+MLa2eAFNIa gIbY8dfPnVjQU5zzpIw9xA== 0001104202-01-500010.txt : 20010605 0001104202-01-500010.hdr.sgml : 20010605 ACCESSION NUMBER: 0001104202-01-500010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARQULE INC CENTRAL INDEX KEY: 0001019695 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043221586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48819 FILM NUMBER: 1653196 BUSINESS ADDRESS: STREET 1: 19 PRESIDENTIAL WAY CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 6173954100 MAIL ADDRESS: STREET 1: 19 PRESIDENTIAL WAY CITY: WOBURN STATE: MA ZIP: 01801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLOY VENTURES CENTRAL INDEX KEY: 0001104202 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943235825 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 480 COWPER STREET 2ND FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6506875000 MAIL ADDRESS: STREET 1: 480 COWPER STREET 2ND FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G/A 1 arqule.txt ARQULE, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) ArQule, Inc. - ---------------------------------------------------------------- - -------------- (Name of Issuer) Common Stock - ---------------------------------------------------------------- - -------------- (Title of Class of Securities) 04269E 10 7 - ---------------------------------------------------------------- - -------------- (CUSIP Number) May 21, 2001 - ---------------------------------------------------------------- - -------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on following pages) Page 1 of 11 Pages Exhibit Index Contained on Page 10 - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 2 of 11 pages - ---------------------------------------------------------------- - -------------- 1 NAME OF REPORTING ENTITY John Shoch ("Shoch") - ---------------------------------------------------------------- - -------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------- - -------------- 3 SEC USE ONLY - ---------------------------------------------------------------- - -------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------- - -------------- NUMBER OF 5 SOLE VOTING POWER SHARES 21,235 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------------------------------------------- - -------------- 6 SHARED VOTING POWER 81,099 shares are owned by AMA98 Ventures, L.P.; 9,731 shares are owned by AMA98 Corporate, L.P.; 44,463 shares are owned by AMA98 Investors, L.P.; 17,908 shares are owned by AMA98 Partners, L.P. The general partner of each of these entities is Alloy Ventures 1998, LLC, of which Shoch is a managing member. 33,659 shares are owned by Asset Management Associates 1996, L.P., the general partner of which is AMC Partners 96, L.P. Shoch is a general partner of AMC Partners 96, L.P. Shoch may be deemed to have a shared power to vote the shares described therein. - ---------------------------------------------------------------- - -------------- 7 SOLE DISPOSITIVE POWER see response to item 5 - ---------------------------------------------------------------- - -------------- 8 SHARED VOTING POWER see response to item 6 - ---------------------------------------------------------------- - -------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 208,095 - ---------------------------------------------------------------- - -------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------- - -------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.0% - ---------------------------------------------------------------- - -------------- 12 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- - -------------- [FN] * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 3 of 11 pages - ---------------------------------------------------------------- - -------------- 1 NAME OF REPORTING ENTITY Craig Taylor ("Taylor") - ---------------------------------------------------------------- - -------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------- - -------------- 3 SEC USE ONLY - ---------------------------------------------------------------- - -------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------- - -------------- NUMBER OF 5 SOLE VOTING POWER SHARES 30,040 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------------------------------------------- - -------------- 6 SHARED VOTING POWER 81,099 shares are owned by AMA98 Ventures, L.P.; 9,731 shares are owned by AMA98 Corporate, L.P.; 44,463 shares are owned by AMA98 Investors, L.P.; 17,908 shares are owned by AMA98 Partners, L.P. The general partner of each of these entities is Alloy Ventures 1998, LLC, of which Taylor is a managing member. 33,659 shares are owned by Asset Management Associates 1996, L.P., the general partner of which is AMC Partners 96, L.P. Taylor is a general partner of AMC Partners 96, L.P. Taylor may be deemed to have a shared power to vote the shares described therein. - ---------------------------------------------------------------- - -------------- 7 SOLE DISPOSITIVE POWER see response to item 5 - ---------------------------------------------------------------- - -------------- 8 SHARED VOTING POWER see response to item 6 - ---------------------------------------------------------------- - -------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 216,900 - ---------------------------------------------------------------- - -------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------- - -------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.1% - ---------------------------------------------------------------- - -------------- 12 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- - -------------- [FN] * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 4 of 11 pages - ---------------------------------------------------------------- - -------------- 1 NAME OF REPORTING ENTITY Douglas E. Kelly ("Kelly") - ---------------------------------------------------------------- - -------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------- - -------------- 3 SEC USE ONLY - ---------------------------------------------------------------- - -------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------- - -------------- NUMBER OF 5 SOLE VOTING POWER SHARES 6,909 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------------------------------------------- - -------------- 6 SHARED VOTING POWER 81,099 shares are owned by AMA98 Ventures, L.P.; 9,731 shares are owned by AMA98 Corporate, L.P.; 44,463 shares are owned by AMA98 Investors, L.P.; 17,908 shares are owned by AMA98 Partners, L.P. The general partner of each of these entities is Alloy Ventures 1998, LLC, of which Kelly is a managing member. 33,659 shares are owned by Asset Management Associates 1996, L.P., the general partner of which is AMC Partners 96, L.P. Kelly is a general partner of AMC Partners 96, L.P. Kelly may be deemed to have a shared power to vote the shares described therein. - ---------------------------------------------------------------- - -------------- 7 SOLE DISPOSITIVE POWER see response to item 5 - ---------------------------------------------------------------- - -------------- 8 SHARED VOTING POWER see response to item 6 - ---------------------------------------------------------------- - -------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 193,769 - ---------------------------------------------------------------- - -------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------- - -------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.0% - ---------------------------------------------------------------- - -------------- 12 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- - -------------- [FN] * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 5 of 11 pages - ---------------------------------------------------------------- - -------------- 1 NAME OF REPORTING ENTITY Tony Di Bona ("Di Bona") - ---------------------------------------------------------------- - -------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------------------------------------------------------------- - -------------- 3 SEC USE ONLY - ---------------------------------------------------------------- - -------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Australia - ---------------------------------------------------------------- - -------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,010 shares. BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ---------------------------------------------------------------- - -------------- 6 SHARED VOTING POWER 81,099 shares are owned by AMA98 Ventures, L.P.; 9,731 shares are owned by AMA98 Corporate, L.P.; 44,463 shares are owned by AMA98 Investors, L.P.; 17,908 shares are owned by AMA98 Partners, L.P. The general partner of each of these entities is Alloy Ventures 1998, LLC, of which Di Bona is a managing member. 33,659 shares are owned by Asset Management Associates 1996, L.P., the general partner of which is AMC Partners 96, L.P. Di Bona is a general partner of AMC Partners 96, L.P. Di Bona may be deemed to have a shared power to vote the shares described therein. - ---------------------------------------------------------------- - -------------- 7 SOLE DISPOSITIVE POWER see response to item 5 - ---------------------------------------------------------------- - -------------- 8 SHARED VOTING POWER see response to item 6 - ---------------------------------------------------------------- - -------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 189,870 - ---------------------------------------------------------------- - -------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------- - -------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.9% - ---------------------------------------------------------------- - -------------- 12 TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------- - -------------- [FN] * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 6 of 11 pages - ---------------------------------------------------------------- - -------------- ITEM 1(A). NAME OF ISSUER Arqule, Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 19 Presidential Way Woburn, Massachusetts 01801 ITEM 2(A). NAME OF PERSONS FILING This Statement is filed by John Shoch ("Shoch"), Craig Taylor ("Taylor"), Douglas E. Kelly ("Kelly"), and Tony Di Bona ("Di Bona"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." AMC Partners 96, L.P. is the general partner of Asset Management Associates 1996, L.P. Shoch, Taylor, Kelly and Di Bona are general partners of AMC Partners 96, L.P. Shoch, Taylor, Kelly and Di Bona may be deemed to have indirect beneficial ownership of shares of the issuer owned directly by Asset Management Associates 1996, L.P. Alloy Ventures 1998, LLC is the general partner of AMA98 Ventures, L.P., AMA98 Corporate, L.P., AMA98 Investors, L.P. and AMA98 Partners, L.P. Shoch, Taylor, Kelly and Di Bona are the managing members of Alloy Ventures 1998, LLC. Shoch, Taylor, Kelly and Di Bona may be deemed to have indirect beneficial ownership of shares of the issuer owned directly by AMA98 Ventures, L.P., AMA98 Corporate, L.P., AMA98 Investors, L.P. and AMA98 Partners, L.P. Shoch, Taylor, Kelly and Di Bona hereby disclaim beneficial ownership of shares of issuer directly owned by Asset Management Associates 1996, L.P., AMA98 Ventures, L.P., AMA98 Corporate, L.P., AMA98 Investors, L.P. and AMA98 Partners, L.P. except to the extent of any indirect pecuniary interest therein. ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE The address for each of the Reporting Persons is: Alloy Ventures. 480 Cowper Street, 2nd Floor. Palo Alto, CA 94301 ITEM 2(C) CITIZENSHIP Shoch, Taylor, and Kelly are all United States citizens. Di Bona is an Australian citizen. ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER Common Stock CUSIP # 04269E 10 7 - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 7 of 11 pages - ---------------------------------------------------------------- - -------------- ITEM 3. Not Applicable ITEM 4. OWNERSHIP (a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Under certain circumstances set forth in the limited partnership agreements of Asset Management Associates 1996, L.P., AMA98 Ventures, L.P., AMA98 Corporate, L.P., AMA98 Investors, L.P. and AMA98 Partners, L.P. the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 8 of 11 pages - ---------------------------------------------------------------- - -------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 9 of 11 pages - ---------------------------------------------------------------- - -------------- SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: May 31, 2001 /s/ John Shoch ----------------------------- - ------------- JOHN SHOCH /s/ Craig Taylor ----------------------------- - ------------- CRAIG TAYLOR /s/ Douglas E. Kelly ----------------------------- - ------------- DOUGLAS E. KELLY /s/ Tony Di Bona ----------------------------- - ------------- TONY DI BONA - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 10 of 11 pages - ---------------------------------------------------------------- - -------------- EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - - ------- - ------------- Exhibit A: Agreement of Joint Filing Page 11 - ---------------------------------------------------------------- - -------------- CUSIP NO. 04269E 10 7 13 G Page 11 of 11 pages - ---------------------------------------------------------------- - -------------- EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Arqule, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Executed this 31st day of May, 2001. /s/ John Shoch ----------------------------- - ------------- JOHN SHOCH /s/ Craig Taylor ----------------------------- - ------------- CRAIG TAYLOR /s/ Douglas E. Kelly ----------------------------- - ------------- DOUGLAS E. KELLY /s/ Tony Di Bona ----------------------------- - ------------- TONY DI BONA -----END PRIVACY-ENHANCED MESSAGE-----